Uniform Securities Act

Results: 366



#Item
261United States securities law / Tax avoidance / Taxation in the United States / Uniform Gifts to Minors Act

Change or Add a Successor Account Owner Form PO Box[removed]Lincoln, NE[removed]

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Source URL: www.collegecounts529.com

Language: English - Date: 2014-06-13 15:00:52
262Financial economics / Tax avoidance / Uniform Gifts to Minors Act / United States securities law / Payment systems / Custodial account / Trust law / Social Security / Stock market index / Taxation in the United States / Law / Investment

CollegeCounts_Advisor_Logo_reversed_CMYK.eps

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Source URL: www.collegecounts529.com

Language: English - Date: 2014-08-04 14:41:14
263Business / United States Securities and Exchange Commission / 73rd United States Congress / Stock market / Securities Act / Security / Securities Exchange Act / Investment Advisers Act / Prospectus / Financial economics / United States securities law / Finance

CHAPTER 47 HOUSE BILL No[removed]AN ACT amending the Kansas uniform securities act; amending K.S.A[removed]Supp. 1712a102, 17-12a202, 17-12a305, 17-12a405, 17-12a406 and 17-12a412 and repealing the existing sections. Be it

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Source URL: www.kansas.gov

Language: English - Date: 2006-06-27 09:13:37
264Financial adviser / Securities Act / Finance / Business / SEC filing / United States securities law / Financial economics / Uniform Securities Act

R164. Commerce, Securities.

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Source URL: www.rules.utah.gov

Language: English - Date: 2014-07-15 14:36:53
26573rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Financial adviser / Fingerprint / Financial Industry Regulatory Authority / Business / Financial regulation / United States securities law / Financial economics / Finance

Rev. Form U4[removed]UNIFORM APPLICATION FOR SECURITIES INDUSTRY REGISTRATION OR TRANSFER INDIVIDUAL NAME: INDIVIDUAL CRD #:

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Source URL: www.securities.utah.gov

Language: English - Date: 2013-09-12 21:17:35
266United States securities law / Financial economics / Stock market / Business / 73rd United States Congress / Securities Act / Prospectus / U.S. Securities and Exchange Commission / EDGAR / SEC filings / United States Securities and Exchange Commission / Finance

Uniform Investment Company Notice Filing Please Read Instructions Prior to Filing out Form State File No. __________________ Notice to the State/Commonwealth of ______________________________________________

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Source URL: www.securities.ok.gov

Language: English - Date: 2000-08-28 16:15:24
267Class action / Plaintiff / Securities Litigation Uniform Standards Act / Lawsuit / Federal Rules of Civil Procedure / Grant & Eisenhofer P.A. / Murray /  Frank & Sailer / Law / Private Securities Litigation Reform Act / Milberg

THE NEW PROFESSIONAL PLAINTIFFS IN SHAREHOLDER LITIGATION Jessica Erickson* Abstract In 1995, Congress solved the problem of professional plaintiffs in shareholder litigation—or so it thought. The Private Securities Li

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Source URL: www.floridalawreview.com

Language: English - Date: 2013-10-01 22:57:22
268Property / Private law / Property law / Renting / Real property / Concurrent estate / Lease / Estate / Life estate / Real property law / Law / Real estate

DEFINITION OF A SECURITY Citations from the Utah Uniform Securities Act[removed]Definition

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Source URL: www.securities.utah.gov

Language: English - Date: 2013-09-12 18:34:04
269Capital market / Financial regulation / Securities regulation in the United States / Government / Financial economics / United States securities law / Law / International Organization of Securities Commissions / Uniform Securities Act / Canadian law / Canadian securities regulation / Securities Commission

Microsoft Word - Panel final paper rev.DOC

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Source URL: www.cba.ca

Language: English - Date: 2010-05-21 13:34:51
270Uniform Securities Act / Military personnel / Security / Promissory note / Investment / Financial economics / United States securities law / George S. Patton

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF: East Coast Investments and Jonathan D. Patton,

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Source URL: www.scag.gov

Language: English - Date: 2014-05-07 11:07:00
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